Faculty Notes

Prof. Ronald Colombo Quoted in On Wall Street Story on UBS’s Challenge of $18.5M FINRA Arbitration Award

Ronald J. Colombo, Professor of Law

UBS Cries Foul Over $18.5M FINRA Arbitration Ruling
By Jane Yi Zhang
On Wall Street
Jan. 9, 2017

Excerpt:

UBS is basing its argument for reversing the client’s award on what it calls the arbitrators’ failure to disclose key material facts prior to start of the case. …

“I do think UBS will win,” says Ron Colombo, a Hofstra University law professor and a FINRA arbitrator, who adds that UBS has a potentially strong argument in favor of reversing the award.

Read the full article at onwallstreet.com.

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