UBS Cries Foul Over $18.5M FINRA Arbitration Ruling
By Jane Yi Zhang
On Wall Street
Jan. 9, 2017
UBS is basing its argument for reversing the client’s award on what it calls the arbitrators’ failure to disclose key material facts prior to start of the case. …
“I do think UBS will win,” says Ron Colombo, a Hofstra University law professor and a FINRA arbitrator, who adds that UBS has a potentially strong argument in favor of reversing the award.
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