Clayton Shifts SEC Focus to Retail Investors in First Year
By Dunstan Prial
May 4, 2018
“It definitely reflects a shift in priorities,” said Ron Colombo, a professor at Hofstra University’s Maurice A. Deane School of Law.
But the SEC’s resources are limited, Colombo added. “If it had unlimited resources, that would be one thing,” he said. “But given its limited resources, it’s really got to make some value judgments on what it thinks is the best use of its time and efforts.”
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